
Soochow Securities (Hong Kong) Financial Holdings Ltd. (hereinafter referred to as “Soochow Securities (HK)”) was founded in Hong Kong on June 27th, 2016, which is a wholly owned subsidiary of Soochow Securities Co., Ltd. (601555.SH) (hereinafter referred to as “Soochow Securities”). As the platform of internationalization strategy, Soochow Securities (HK) acts as an overseas window for Soochow Securities.
Through successfully acquiring “China Investment Securities (Hong Kong) Financial Holdings Ltd.” (now renamed “Soochow Securities (Hong Kong) Financial Holdings Limited”), Soochow Securities (HK) now holds licenses issued by the Securities and Futures Commission (SFC) of Hong Kong, for Type 1, Type 2, Type 4, Type 5, Type 6, and Type 9 regulated activities, which aims to provide comprehensive and high-quality corporate finance, asset management and brokerage services for global and Hong Kong clients.
As the only listed Securities Company in Suzhou, Soochow Securities has gathered valuable experience in promoting the opening and innovation in financial industry. Leveraging cross-border collaborations through Soochow Securities’ the geographical advantages and rich client resources, Soochow Securities (HK) focuses on securities and futures brokerage, institutional sales and research, corporate finance, fixed income, and asset management. Supported by a strong team of financial professionals with both domestic and overseas markets insights, Soochow Securities (HK) is committed to becoming an investment and finance platform with leading characteristics.
Established In
Licensed Business
Soochow Securities Co., Ltd., the 18th securities company to be listed in China, has built a comprehensive professional securities service system centered on securities brokerage, asset management, investment banking, investment services, and fund and bond distribution, delivering integrated securities and wealth management solutions to its clients. Originally established as Suzhou Securities, the company has, over more than three decades of robust development, accumulated strong regional economic momentum while strategically expanding across the country. On December 12, 2011, Soochow Securities was officially listed on the Shanghai Stock Exchange under the stock name "Soochow Securities" with the ticker symbol "601555".
To invigorate the real economy and create value for a better life.
To become a modern securities group that is specialized, market-oriented, technologically enabled, and internationalized.
Loyal in our dealings; sincere in our work; seeking to share and achieve mutually beneficial outcomes.
Established amid the continued reform and opening of China’s capital markets, Soochow Securities (Hong Kong) has remained committed to its mission and steadily advanced through a period of disciplined development. Over the past several years, the Company has built a solid foundation as a fully licensed Chinese securities firm in Hong Kong, supported by a strong professional team, sustainable profitability, and a comprehensive risk management framework.
Since its establishment in 2016, Soochow Securities (Hong Kong) has adhered to the principles of integrity, professionalism, and long-term partnership. Guided by the core mission of serving the real economy and supporting national development strategies, we have consistently fulfilled our corporate responsibilities while enhancing our capabilities and strengthening our market presence.
Looking ahead, we remain confident in our strategic direction. The Company will continue to pursue differentiated and high-quality development, with a focus on the Guangdong–Hong Kong–Macao Greater Bay Area and the Yangtze River Delta. We will further strengthen our presence in financial technology and actively participate in the development of emerging industries, in order to better serve clients and the broader capital markets.
With a clear vision and firm commitment, Soochow Securities (Hong Kong) will continue to uphold the responsibilities of a Chinese financial institution operating on the global stage. Through professionalism, innovation, and client-centric service, we aim to create sustainable value and contribute meaningfully to the long-term development of international capital markets.
Executive Chairman Liu Hui